Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert David Frost is an active financial advisor with over 23 years of experience in the financial services industry. Robert is currently registered with Lazard Freres & Co. LLC and previously held positions at LAZARD MIDDLE MARKET LLC, Goldsmith, Agio, Helms Securities, Inc., and Piper Jaffray & Co.. Robert holds the following licenses and certifications: Series 7, Series 24, Series 63, Series 79TO, and SIE. Robert is currently registered in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
04/01/2022 - Present
Lazard Freres & Co. LLC (MINNEAPOLIS MN)
MN
06/19/2008 - 01/13/2023
LAZARD MIDDLE MARKET LLC (Minneapolis MN)
MN
06/16/2008 - 07/23/2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC. (MINNEAPOLIS MN)
MN
11/30/1999 - 06/02/2008
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 11/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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