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Robert David Cantz

Jefferies LLC

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About Robert David Cantz

Robert David Cantz is a financial advisor with Jefferies LLC, a firm based in Los Angeles, California. Robert has over 30 years of experience in the financial industry. He is a Series 3, 5, 7, 30, and 63 licensed professional. He is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the National Futures Association (NFA).

Firm Information

Robert Cantz is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Cantz’s Registration & Firm History

CA

02/12/2013 - Present

Jefferies LLC (LOS ANGELES CA)

CA

10/01/2008 - 08/23/2012

J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)

CA

08/13/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (LOS ANGELES CA)

CA

04/18/1990 - 08/13/2008

BEAR, STEARNS & CO. INC. (LOS ANGELES CA)

NY

10/26/1984 - 03/29/1990

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2013

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/1985

Series 3 - National Commodity Futures Examination

BC

Issued 01/25/1985

Series 5 - Interest Rate Options Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert David Cantz.
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