Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Canaday has been in the financial services industry since April 13, 1984. Robert is currently registered with The Leaders Group, Inc. Robert has experience in several firms and is registered in California. Robert has a Series 7, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/27/2018 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
04/03/2013 - 11/13/2018
P.J. ROBB VARIABLE CORPORATION (WOODLAND HILLS CA)
NY
06/01/2009 - 02/07/2013
MORGAN STANLEY (PURCHASE NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/24/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/19/1984 - 02/11/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/28/1983 - 04/10/1984
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 03/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1977
PC - AMEX Put and Call Exam
Active
Inactive
F
FINRA
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