Unclaimed
Robert Darin Horn is a financial advisor at Wells Fargo Clearing Services, LLC in Duluth, GA. Robert has been in the financial industry since 1997. Robert's firm has over 14,727 licensed agents, 15,975 investment advisor representatives, and 19,871 registered representatives. Robert has 11 approved SRO registrations, 1 approved FINRA registration, 2 approved state registrations, and no approved IA state registrations. Robert has passed the Series 63, Series 7TO, SIE, and Series 6 exams. Robert also holds registration in Georgia and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/22/2022 - Present
Wells Fargo Clearing Services, LLC (DULUTH GA)
GA
03/27/2018 - 06/07/2021
WELLS FARGO CLEARING SERVICES, LLC (SAVANNAH GA)
GA
10/01/2000 - 10/04/2017
WELLS FARGO CLEARING SERVICES, LLC (COLUMBUS GA)
NC
08/24/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
05/28/1996 - 09/02/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/28/1996 - 09/02/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 06/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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