Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Newhouse is a financial professional with over 15 years of experience in the industry. Robert has a broad range of experience in the financial services industry, having worked for several firms including Wells Fargo Prime Services, LLC, Victor Securities, LLC, Ballista Securities, LLC and Orbit II Partners, L.P. Robert is currently registered with Wells Fargo Securities, LLC, and holds licenses for Series 24, 63, 57TO, 99TO and SIE. Robert is registered in all 50 states, District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2017 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/22/2015 - 08/30/2017
WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)
NJ
04/11/2011 - 04/21/2015
VICTOR SECURITIES, LLC (ENGLEWOOD NJ)
NY
08/05/2008 - 05/14/2010
BALLISTA SECURITIES, LLC (NEW YORK NY)
NY
09/26/2003 - 01/06/2005
ORBIT II PARTNERS, L.P. (NEW YORK NY)
BC
Issued 06/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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