Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Morales is a financial advisor with Hilltop Securities Inc., located in Dallas, Texas. Robert has been in the financial services industry since 2004. Robert is registered to provide investment advice in Texas. Robert is also a Certified Financial Planner. Robert's areas of expertise include financial planning, educational seminars, portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
04/28/2021 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
01/27/2012 - 07/26/2012
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
03/09/2007 - 01/27/2012
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
DC
01/19/2004 - 01/30/2007
ICMA-RC SERVICES, LLC (WASHINGTON DC)
IA
Issued 01/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/23/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/1996
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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