Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Daniel Gaspar is a financial professional with over 17 years of experience in the securities industry. Robert is currently registered with Natwest Markets Securities Inc. in Connecticut and has been with the firm since 2017. Prior to that, Robert held positions at LLOYDS SECURITIES and JEFFERIES LLC. Robert holds Series 7, 24, and 63 licenses as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/10/2017 - Present
Natwest Markets Securities Inc. (EASTON CT)
NY
04/09/2014 - 01/03/2017
LLOYDS SECURITIES (NEW YORK NY)
NY
01/27/2012 - 08/15/2013
JEFFERIES LLC (NEW YORK NY)
CT
04/13/2006 - 11/16/2011
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 12/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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