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Robert Daniel Gall

B. C. Ziegler AND Co.

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About Robert Daniel Gall

Robert Daniel Gall is a registered representative with B. C. Ziegler And Co. Robert is licensed in Florida and has over 16 years of experience in the financial services industry. He holds Series 7, 50, 52TO, 79TO and SIE licenses. Previously, Robert was employed with HERBERT J. SIMS & CO, INC.

Firm Information

Robert Gall is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Gall’s Registration & Firm History

FL

04/30/2019 - Present

B. C. Ziegler AND Co. (Winter Garden FL)

FL

08/19/2009 - 04/09/2019

HERBERT J. SIMS & CO, INC. (ORLANDO FL)

FL

07/17/2006 - 05/18/2009

HERBERT J. SIMS & CO. INC. (ORLANDO FL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 07/15/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Daniel Gall.
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