Unclaimed
Robert Hogue is an investment advisor representative at Oppenheimer & Co. Inc. Robert has over 40 years of experience in the financial services industry. Robert is registered to provide investment advice in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
03/10/2009 - Present
Oppenheimer & Co. Inc. (DALLAS TX)
TX
11/01/2007 - 03/11/2009
STANFORD GROUP COMPANY (DALLAS TX)
TX
12/02/2005 - 11/01/2007
BNY INVESTMENT CENTER INC. (DALLAS TX)
TX
12/15/2003 - 12/13/2005
PERSHING LLC (DALLAS TX)
TX
07/15/1996 - 12/13/2005
LOCKWOOD FINANCIAL SERVICES, INC. (DALLAS TX)
IL
04/26/1990 - 07/18/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
04/11/1988 - 04/03/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
12/02/1981 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
08/25/1980 - 09/08/1981
DONALD SHELDON & CO., INC.
IA
Issued 10/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/29/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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