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Robert Dan Hogue

Oppenheimer & Co. Inc.

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About Robert Dan Hogue

Robert Hogue is an investment advisor representative at Oppenheimer & Co. Inc. Robert has over 40 years of experience in the financial services industry. Robert is registered to provide investment advice in 22 states.

Firm Information

Robert Hogue is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Robert Hogue’s Registration & Firm History

TX

03/10/2009 - Present

Oppenheimer & Co. Inc. (DALLAS TX)

TX

11/01/2007 - 03/11/2009

STANFORD GROUP COMPANY (DALLAS TX)

TX

12/02/2005 - 11/01/2007

BNY INVESTMENT CENTER INC. (DALLAS TX)

TX

12/15/2003 - 12/13/2005

PERSHING LLC (DALLAS TX)

TX

07/15/1996 - 12/13/2005

LOCKWOOD FINANCIAL SERVICES, INC. (DALLAS TX)

IL

04/26/1990 - 07/18/1996

CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)

NY

04/11/1988 - 04/03/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

12/02/1981 - 04/11/1988

E. F. HUTTON & COMPANY INC

NA

08/25/1980 - 09/08/1981

DONALD SHELDON & CO., INC.

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Licenses & Designations

IA

Issued 10/12/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/30/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/29/1990

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2011

Series 3 - National Commodity Futures Examination

BC

Issued 12/20/1980

Series 7 - General Securities Representative Examination

BC

Issued 08/16/1980

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Dan Hogue.
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