Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Daly is a financial professional with over 20 years of experience in the industry. He holds multiple licenses and registrations, including Series 7, 9, 10, 24, 63 and 66. Robert is currently registered with Farmers Financial Solutions, LLC and is located in Westlake Village, CA. Prior to this, Robert worked at Coburn & Meredith, Inc. in Glastonbury, CT and UBS Financial Services Inc. in Boca Raton, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/20/2021 - Present
Farmers Financial Solutions, LLC (Westlake Village CA)
CT
06/23/2008 - 06/07/2021
COBURN & MEREDITH, INC. (GLASTONBURY CT)
FL
04/06/1998 - 08/21/2007
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
BOTH
Issued 07/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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