Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Luce is a financial advisor with over 29 years of experience in the financial services industry. Robert Luce is currently registered with LPL Financial LLC as a registered representative (RR) and investment advisor representative (IAR). Robert Luce has also held previous registrations with UBS Financial Services Inc., Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NV
01/01/2025 - Present
LPL Financial LLC (SPARKS NV)
NV
03/30/2011 - 07/31/2018
UBS FINANCIAL SERVICES INC. (RENO NV)
NV
07/01/2003 - 03/31/2011
WELLS FARGO ADVISORS, LLC (RENO NV)
NY
02/05/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/10/1998 - 01/28/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/03/1990 - 11/11/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
05/23/1990 - 09/06/1990
R. G. DICKINSON & CO. (DES MOINES IA)
BC
Issued 07/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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