Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dale Dukate is an investment advisor representative with over 30 years of experience in the financial services industry. Robert is currently registered with Raymond James & Associates, Inc. and has previously been employed by Ameriprise Financial Services, Inc., Morgan Stanley, Citigroup Global Markets Inc., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert's professional designations include Series 3, 5, 7, 15, 31, 63, and 65 licenses. Robert specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/15/2018 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
FL
02/22/2013 - 06/11/2018
AMERIPRISE FINANCIAL SERVICES, INC. (BOCA RATON FL)
FL
06/01/2009 - 03/07/2013
MORGAN STANLEY (BOCA RATON FL)
FL
05/11/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
01/29/1986 - 05/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/24/1981 - 01/31/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 01/26/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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