Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wong is a financial advisor with over 25 years of experience in the industry. Robert is a registered investment advisor in Arizona and Texas and holds Series 7, 9, 10, 24, 63, and 65 licenses. Robert is currently affiliated with Capital Wealth Alliance, LLC. Previously, Robert worked at Raymond James Financial Services, Inc., First Union Securities, Inc., Principal Financial Securities, Inc., and Olde Discount Corporation. Robert offers financial planning, portfolio management, and selection of other advisers services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
10/04/2018 - Present
Capital Wealth Alliance, LLC (SCOTTSDALE AZ)
AZ
03/01/2002 - 10/03/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
MO
05/11/1998 - 03/11/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
06/30/1997 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MI
09/26/1994 - 06/20/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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