Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert D. Williams is an active investment advisor representative with Raymond James & Associates, Inc., based in Leawood, KS. Robert has over 40 years of experience in the financial industry. He is a licensed broker-dealer and investment advisor representative in many states. Robert holds numerous professional licenses, including Series 7, Series 8, Series 9, Series 10, Series 63, and Series 65. Robert's previous experience includes roles with Oppenheimer & Co. Inc., RBC Dain Rauscher Inc., Dain Rauscher Incorporated, Piper Jaffray Inc., Kidder, Peabody & Co. Incorporated, and H.O. Peet & Co., Inc. Robert's areas of expertise include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
03/20/2023 - Present
Raymond James & Associates, Inc. (Leawood KS)
KS
04/15/2003 - 03/17/2023
OPPENHEIMER & CO. INC. (LEAWOOD KS)
NY
03/02/1998 - 04/25/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
06/27/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
01/29/1981 - 06/28/1996
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
05/19/1978 - 02/28/1981
KIDDER, PEABODY & CO. INCORPORATED
NA
09/01/1976 - 05/19/1978
H.O. PEET & CO., INC.
IA
Issued 11/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2006
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/1977
PC - AMEX Put and Call Exam
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Williams is the right advisor for you? Invested Better is here to help.
