Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert D. Smith is a financial advisor with Wells Fargo Securities, LLC in Charlotte, NC. Robert has been in the industry since 2013. Robert holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
01/13/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
06/03/2014 - 01/07/2022
JEFFERIES LLC (CHARLOTTE NC)
IL
08/20/2013 - 05/14/2014
HOULIHAN LOKEY CAPITAL, INC. (CHICAGO IL)
BC
Issued 08/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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