Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Roland is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with LPL Financial LLC and Lexco Wealth Management, Inc. in New York. Prior to joining these firms, Robert was registered with National Planning Corporation, Investors Capital Corp, UBS Warburg LLC, NationsBanc Montgomery Securities LLC, and Société Générale Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/29/2017 - Present
LPL Financial LLC (TARRYTOWN NY)
CT
01/14/2011 - 11/29/2017
NATIONAL PLANNING CORPORATION (GREENWICH CT)
CT
01/01/2008 - 01/03/2011
INVESTORS CAPITAL CORP. (STAMFORD CT)
NY
05/20/1999 - 02/05/2003
UBS WARBURG LLC (NEW YORK NY)
NY
11/01/1998 - 05/03/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
NY
08/03/1995 - 11/13/1997
SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 02/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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