Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Krumme is a financial advisor with Finalis Securities LLC, based in New York, NY. Robert has been working in the financial industry since 2007. Robert has a Series 7, Series 24, Series 63, and Series 82TO licenses. Robert is registered in Florida. Prior to joining Finalis Securities LLC, Robert worked at Cantor Fitzgerald & Co., The Buckingham Research Group Incorporated, Canaccord Adams Inc., Thomas Weisel Partners LLC, Harris Nesbitt Gerard, Inc., Ladenburg, Thalmann & Co., Inc., Laidlaw Global Securities, Inc., Credit Suisse First Boston Corporation, Lehman Brothers Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2024 - Present
Finalis Securities LLC (New York NY)
NY
07/24/2015 - 02/16/2016
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/05/2014 - 12/09/2014
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
03/28/2006 - 06/03/2008
CANACCORD ADAMS INC. (NEW YORK NY)
CA
08/19/2003 - 03/14/2006
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
11/16/1999 - 08/19/2003
HARRIS NESBITT GERARD, INC. (NEW YORK NY)
NY
03/25/1998 - 11/23/1999
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
06/27/1997 - 03/23/1998
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
NY
08/05/1994 - 04/04/1997
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
09/28/1993 - 08/03/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/28/1992 - 10/20/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 04/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 02/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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