Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cyril Brooks is a financial advisor with over 25 years of experience in the investment industry. Robert is currently registered with Riverfront Investment Group, LLC. Robert has a wide range of experience, having worked with several firms including Griffin Capital Securities, LLC, DWS Distributors, Inc., State Street Global Markets, LLC, and Invesco Distributors, Inc. Robert is a Series 63 and Series 65 licensed professional. Robert provides investment models to UMA and model delivery platforms. Robert is also a registered representative with ALPS Distributors, Inc. and markets/sells for the RiverFront Funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide investment models to uma and model delivery platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
02/05/2024 - Present
Riverfront Investment Group, LLC (Manchester MA)
CA
10/19/2020 - 06/18/2021
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
MA
10/20/2016 - 08/24/2020
DWS DISTRIBUTORS, INC. (BOSTON MA)
MA
01/12/2016 - 08/11/2016
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
09/18/2006 - 11/06/2015
INVESCO DISTRIBUTORS, INC. (MANCHESTER MA)
IL
07/19/2006 - 09/18/2006
ALPS DISTRIBUTORS, INC. (WHEATON IL)
MA
08/14/2001 - 05/05/2006
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
TX
01/24/1996 - 07/31/2001
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 01/24/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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