Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cruces is a financial advisor with over 20 years of experience in the financial services industry. Robert is registered with Brookstone Wealth Advisors, LLC and has previously held positions with various firms such as AURA Financial Services, Inc., NYLIFE Securities Inc., and Dean Witter Reynolds Inc. Robert holds both Series 63 and Series 65 licenses, as well as a Series 7 license. Robert specializes in financial planning, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Robert is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/10/2023 - Present
Brookstone Wealth Advisors, LLC (New York NY)
AL
11/11/2005 - 05/03/2006
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
NY
07/05/2001 - 06/16/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
01/25/2000 - 01/30/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CO
09/11/1998 - 11/24/1998
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CA
08/04/1998 - 09/10/1998
PACIFIC CONTINENTAL SECURITIES CORPORATION (BEVERLY HILLS CA)
NY
03/11/1998 - 05/01/1998
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
07/01/1997 - 01/22/1998
DUKE & CO., INC. (NEW YORK NY)
NY
04/30/1997 - 05/22/1997
DUKE & CO., INC. (NEW YORK NY)
NY
02/13/1997 - 05/19/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 09/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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