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Robert Criner

TD Securities (usa) LLC

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About Robert Criner

Robert Criner is a registered representative at TD Securities (USA) LLC. Robert has been in the industry since January 15, 2019. Robert holds the Series 99 and SIE licenses. Robert was previously registered with BGC Financial, L.P. and TD Prime Services LLC. Robert's office is located in New York, NY.

Firm Information

Robert Criner is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Criner’s Registration & Firm History

NY

12/04/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

03/31/2021 - 11/14/2023

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

03/09/2021 - 03/29/2021

TD PRIME SERVICES LLC (NEW YORK NY)

NY

03/09/2021 - 03/29/2021

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

09/26/2018 - 12/07/2020

BGC FINANCIAL, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Criner.
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