Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Craig Shirley is a financial professional with over 30 years of experience in the securities industry. Robert Shirley has been with Stifel, Nicolaus & Company, Inc. since 2007. Previously, Robert Shirley was with RBC DAIN RAUSCHER INC. and PIPER JAFFRAY INC. Robert Shirley holds Series 6, 7, 31, 63, and 65 licenses. Robert Shirley is registered in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
11/07/2007 - Present
Stifel, Nicolaus & Company, Inc. (MEQUON WI)
WI
08/18/1998 - 10/25/2007
RBC DAIN RAUSCHER INC. (MILWAUKEE WI)
MN
01/30/1992 - 08/11/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MA
03/05/1990 - 02/19/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/05/1990 - 02/19/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 01/27/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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