Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Pelham is a financial advisor at Oppenheimer & Co. Inc. located in New York, NY. Robert has been in the financial industry since 1975. He has a broad range of experience with clients including corporations, individuals, and high-net-worth individuals. Robert offers a variety of services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Robert is registered with the state of New Jersey and New York as an investment advisor representative. He is also registered with FINRA as a general securities representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/01/1996 - 06/16/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/11/1993 - 04/19/1996
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NJ
07/25/1988 - 12/11/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/18/1979 - 07/23/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/26/1984 - 09/23/1985
SHEARSON LEHMAN BROTHERS INC.
NA
02/22/1978 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
05/05/1976 - 02/22/1978
LEHMAN BROTHERS INCORPORATED
NA
10/01/1975 - 06/18/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/11/1991
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/1991
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1980
PC - AMEX Put and Call Exam
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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