Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Pelham has over 47 years of experience in the financial services industry, having worked at numerous firms such as Merrill Lynch, Pierce, Fenner & Smith, Inc., Lehman Brothers Incorporated, and Oppenheimer & Co. Inc. Robert is currently a Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc., and is registered to provide investment advice in over 20 states. His experience spans various areas within the financial services industry, and he holds a variety of licenses including Series 7, 8, 9, 10, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & CO. INC. (NEW YORK NY)
NY
05/01/1996 - 06/16/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/11/1993 - 04/19/1996
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NJ
07/25/1988 - 12/11/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/18/1979 - 07/23/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/26/1984 - 09/23/1985
SHEARSON LEHMAN BROTHERS INC.
NA
02/22/1978 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
05/05/1976 - 02/22/1978
LEHMAN BROTHERS INCORPORATED
NA
10/01/1975 - 06/18/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/11/1991
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/1991
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/11/1980
PC - AMEX Put and Call Exam
BC
Issued 9/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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