Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Craig Obrien is an investment advisor representative associated with Rockefeller Financial LLC and Rockefeller Capital Management. Robert has been in the financial services industry since 1997. Robert currently holds licenses for both securities and investment advising in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/16/2021 - Present
Rockefeller Financial LLC (NEW YORK NY)
NJ
08/25/2021 - 01/04/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
01/04/2021 - 03/30/2021
GOLDMAN SACHS & CO. LLC (PARSIPPANY NJ)
NJ
01/31/2003 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (PARSIPPANY NJ)
NJ
12/22/1997 - 12/18/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
NY
07/01/1997 - 11/14/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/04/1996 - 04/21/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 07/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 04/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Obrien is the right advisor for you? Invested Better is here to help.
