Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Oliver is an active Broker-Dealer and registered Investment Advisor Representative. Robert is a licensed financial professional with experience in the financial services industry. Robert has been in the industry for over 20 years and has held positions at several prominent firms. Robert is currently employed at Robert W. Baird & Co. Inc. in STAMFORD, CT. Robert has passed several industry exams including the Series 63, Series 86, Series 87, and the Series 7 exam. Robert is registered in multiple states including California, Connecticut, Massachusetts, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
07/08/2013 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
NY
04/20/2009 - 07/01/2013
CANACCORD GENUITY INC. (NEW YORK NY)
NY
03/26/2012 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
09/18/2008 - 03/24/2009
STANFORD GROUP COMPANY (NEW YORK NY)
NY
09/16/2004 - 01/03/2006
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
CT
01/12/2004 - 09/22/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CT
03/11/1999 - 01/12/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
BC
Issued 09/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/27/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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