Unclaimed
Robert Collier Weeks has been in the securities industry since 1974. Robert is currently registered with Invicta Capital LLC. Robert has a history of working with clients in the state of Connecticut. Robert also holds multiple securities licenses including Series 7TO, SIE, PC, and Series 1. Robert's previous employers include Frontier Solutions, LLC, Equus Financial Consulting LLC, C. L. King & Associates, Inc., Raymond James & Associates, Inc., ABN AMRO Incorporated, The Chicago Corporation, BT Securities Corporation, Morgan Stanley & Co., Incorporated, Paine Webber Mitchell Hutchins Inc., and Kuhn Loeb & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/21/2023 - Present
Invicta Capital LLC (OAKMONT PA)
VA
07/11/2014 - 12/31/2022
FRONTIER SOLUTIONS, LLC (RICHMOND VA)
CT
11/25/2013 - 06/30/2014
EQUUS FINANCIAL CONSULTING LLC (NEW CANAAN CT)
NY
04/04/2011 - 10/11/2013
C. L. KING & ASSOCIATES, INC. (NEW YORK NY)
NY
03/19/1998 - 12/31/2010
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
CT
01/02/1997 - 04/13/1998
ABN AMRO INCORPORATED (STAMFORD CT)
IL
07/26/1995 - 01/02/1997
THE CHICAGO CORPORATION (CHICAGO IL)
MD
01/29/1993 - 05/03/1995
BT SECURITIES CORPORATION (BALTIMORE MD)
NY
02/27/1980 - 10/08/1992
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
04/23/1976 - 05/01/1980
PAINE WEBBER MITCHELL HUTCHINS INC.
NA
02/08/1978 - 02/27/1980
MORGAN STANLEY & CO., INCORPORATED
NA
08/22/1977 - 01/02/1979
KUHN, LOEB & CO. INTERNATIONAL
NA
08/22/1977 - 02/05/1978
KUHN LOEB & CO. INCORPORATED
NA
07/03/1973 - 05/28/1976
BLYTH EASTMAN DILLON & CO. INCORPORATED
BC
Issued 11/28/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1979
PC - AMEX Put and Call Exam
BC
Issued 06/27/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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