Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Coldham Gain is a financial advisor with over 15 years of experience in the financial services industry. Robert is currently registered with Allspring Funds Distributor, LLC and has been with the firm since May 2017. Robert previously worked at BlackRock Investments, LLC and BlackRock Execution Services. Robert is a Series 7, 6, 24 and 63 licensed advisor. Robert has also earned the SIE certification. Robert has a long history of experience in the financial services industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/23/2017 - Present
Allspring Funds Distributor, LLC (SAN FRANCISCO CA)
CA
10/19/2012 - 08/17/2016
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/24/2009 - 11/14/2012
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
CA
09/21/1994 - 09/27/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 08/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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