Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Havens is a financial advisor with over 27 years of experience in the industry. Robert is currently registered with Commonwealth Financial Network. Robert has held previous positions with ACCESS FINANCIAL GROUP, INC., and MIMLIC SALES CORPORATION. Robert is registered to provide investment advisory services in Connecticut. Robert has passed the Series 6, 7, 24, 63, and 66 exams. Robert is an active member of the industry and offers fixed insurance sales and other investment-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/02/2020 - Present
Commonwealth Financial Network (Windsor CT)
CT
10/12/1995 - 03/31/2010
ACCESS FINANCIAL GROUP, INC. (ELLINGTON CT)
MN
01/11/1994 - 09/29/1995
MIMLIC SALES CORPORATION (ST. PAUL MN)
BOTH
Issued 02/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Havens is the right advisor for you? Invested Better is here to help.
