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Robert Clement Dice

Fifth Third Securities, Inc.

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About Robert Clement Dice

Robert Clement Dice is a registered representative with Fifth Third Securities, Inc. based in Delaware, Ohio. Robert has been in the securities industry since September 11, 1991, and is registered in 16 states including Ohio, Florida, Pennsylvania, and Michigan. In addition to being a broker, Robert is also a registered investment advisor in Ohio. Robert holds the Series 7, 3, 24, 63 and 65 licenses.

Firm Information

Robert Dice is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

15 W. CENTRAL AVE

DELAWARE, OH 43015

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Dice’s Registration & Firm History

OH

09/02/2009 - Present

Fifth Third Securities, Inc. (DELAWARE OH)

OH

11/06/1997 - 09/02/2009

NATCITY INVESTMENTS, INC. (COLUMBUS OH)

OH

08/30/1999 - 12/31/2001

NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)

NY

08/03/1998 - 09/02/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

11/18/1997 - 08/03/1998

INDEPENDENT FINANCIAL SECURITIES, INC.

NA

06/10/1994 - 06/18/1997

INDEPENDENT FINANCIAL SECURITIES, INC.

OH

06/01/1996 - 06/05/1997

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

NA

03/22/1993 - 06/01/1996

NATIONAL CITY INVESTMENTS CORPORATION

NY

04/25/1991 - 04/16/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 1/27/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/2/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/30/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/20/1991

Series 3 - National Commodity Futures Examination

BC

Issued 4/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Clement Dice. Review regulatory record here.
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