Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Buckingham is a financial professional with over 30 years of experience in the industry. He is currently registered with ETC Brokerage Services, LLC, which is an active Broker-Dealer. Robert has held numerous licenses and registrations throughout his career, including Series 7, 3, 9, 10, 24, 4, 63, 99TO, and SIE. He has held positions at prominent firms such as TD Ameritrade Clearing, Inc., TD Ameritrade, Inc., and Charles Schwab & Co., Inc., in various locations throughout the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
03/07/2024 - Present
ETC Brokerage Services, LLC (Westlake OH)
NE
12/20/2017 - 01/11/2024
TD AMERITRADE CLEARING, INC. (OMAHA NE)
CA
06/01/1998 - 01/11/2024
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
03/30/2023 - 01/10/2024
CHARLES SCHWAB & CO., INC. (San Diego CA)
NA
06/09/1993 - 06/01/1998
JACK WHITE & COMPANY, INC.
CO
02/08/1993 - 05/05/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 02/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/26/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1995
Series 3 - National Commodity Futures Examination
BC
Issued 02/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Buckingham is the right advisor for you? Invested Better is here to help.
