Unclaimed
Robert Clark is a financial advisor with M. S. Howells & Co. Robert has over 17 years of experience in the financial services industry. Robert has a Series 7, Series 6 and Series 63 licenses. Robert previously worked at Cetera Advisors LLC, Cetera Financial Specialists LLC, First Allied Securities, Inc., Cetera Advisor Networks LLC, VOYA Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
04/19/2023 - Present
M. S. Howells & Co. (SCOTTSDALE AZ)
CA
06/16/2021 - 01/28/2022
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
06/16/2021 - 01/28/2022
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
06/16/2021 - 01/28/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
06/09/2021 - 01/28/2022
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
AZ
08/02/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Chandler AZ)
AZ
09/30/2013 - 09/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
05/06/2002 - 10/09/2012
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
VA
08/25/1999 - 02/16/2000
DMG SECURITIES, INC. (GREAT FALLS VA)
BC
Issued 05/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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