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Robert Clarence Vaughn

J.w. Cole Financial, Inc.

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About Robert Clarence Vaughn

Robert Clarence Vaughn is a financial advisor with J.w. Cole Financial, Inc., located in Los Alamitos, CA. Robert has been working in the financial services industry since 1980 and has experience in various areas of financial planning. Robert is currently registered with FINRA and the State of California. Robert holds Series 1, 6, 22, and SIE licenses. Prior to J.w. Cole Financial, Inc., Robert was employed at Walnut Street Securities, Inc., Financial Network Investment Corporation, American Pacific Securities Corporation, Sentra Securities Corporation, Private Ledger Financial Services, Incorporated, and University Securities Corporation.

Firm Information

Robert Vaughn is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Vaughn’s Registration & Firm History

CA

02/15/2013 - Present

J.w. Cole Financial, Inc. (LOS ALAMITOS CA)

CA

06/30/1992 - 02/21/2013

WALNUT STREET SECURITIES, INC. (LOS ALAMITOS CA)

CA

04/10/1989 - 07/09/1992

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NA

01/03/1985 - 04/10/1989

AMERICAN PACIFIC SECURITIES CORPORATION

NA

08/08/1983 - 09/12/1984

SENTRA SECURITIES CORPORATION

NA

03/18/1982 - 05/24/1983

PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED

NA

09/18/1979 - 04/15/1982

UNIVERSITY SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Clarence Vaughn.
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