Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Potter is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Robert has been in the industry since July 2011. Robert is registered with the state of Illinois and Texas. In addition to the Series 66, Robert holds the Series 7 and SIE exams. Robert has been associated with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. The firm has been in business since 1984 and has a total of 2586 licensed agents, 3271 investment advisor representatives, and 5160 registered representatives. They manage approximately $1 billion to $10 billion in assets for their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/11/2020 - Present
Stifel, Nicolaus & Company, Inc. (GALESBURG IL)
IL
07/29/2011 - 08/12/2020
WELLS FARGO CLEARING SERVICES, LLC (GALESBURG IL)
BOTH
Issued 08/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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