Unclaimed
Robert Chungcheng Hsieh is a financial professional licensed to provide investment advice in California. Robert has been in the industry since April 19, 1998. Currently, Robert is associated with Globalink Securities, Inc. in Monrovia, CA. Robert has experience with various firms, including B.B. Graham & Company, Inc., Dolphin Securities, Inc., Quest Capital Strategies, Inc., MONY Securities Corporation, Transamerica Financial Advisors, Inc., Signator Investors, Inc., 1717 Capital Management Company and Royal Alliance Associates, Inc.. Robert is a Series 6 and Series 63 licensed representative. Robert also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/22/2010 - Present
Globalink Securities, Inc. (Monrovia CA)
CA
12/14/2009 - 03/11/2010
B.B. GRAHAM & COMPANY, INC. (PASADENA CA)
CA
06/10/2008 - 12/02/2009
DOLPHIN SECURITIES, INC. (EL MONTE CA)
CA
02/23/2004 - 06/13/2008
QUEST CAPITAL STRATEGIES, INC. (EL MONTE CA)
NY
09/09/2002 - 02/09/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
CA
06/27/2000 - 08/22/2002
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
MA
04/24/1998 - 06/26/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
DE
03/18/1998 - 04/28/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
AZ
01/28/1998 - 04/08/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 12/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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