Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wiggins is a financial advisor with LPL Financial LLC. Robert has been in the financial services industry since 1985. Robert is registered as a broker-dealer in Mississippi, Texas, Alabama, Florida, Louisiana and North Carolina. Robert is also a Registered Investment Advisor in Mississippi and Texas. Robert holds the following licenses and registrations: Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MS
05/15/2008 - Present
LPL Financial LLC (HATTIESBURG MS)
MS
12/19/1994 - 06/03/2008
CITIGROUP GLOBAL MARKETS INC. (HATTIESBURG MS)
MS
05/23/1985 - 12/19/1994
REVELS SECURITIES CORPORATION (HATTIESBURG MS)
IA
Issued 07/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/18/1993
Series 24 - General Securities Principal Examination
BC
Issued 02/26/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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