Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Christopher Walter is an active Registered Representative and Investment Advisor Representative in the state of Massachusetts. Robert has been in the financial industry since September 19, 1993. Currently, Robert works for Principal Securities, Inc., based in Westford, Massachusetts. Robert has previously been employed by Invesmart Securities, LLC, Scudder Investor Services, Inc., Pioneer Funds Distributor, Inc., and John Hancock Distributors, Inc. Robert is registered in six states, including Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont. Robert holds the Series 6, 7, 24, 26, 63, and 65 licenses. Robert specializes in financial planning, portfolio management for individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MA
02/17/2006 - Present
Principal Securities, Inc. (WESTFORD MA)
ME
06/14/2002 - 01/23/2006
INVESMART SECURITIES, LLC (PORTLAND ME)
NY
03/13/1994 - 02/28/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
01/13/1993 - 02/02/1994
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
04/07/1992 - 01/06/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/07/1992 - 01/06/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 09/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/19/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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