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Robert Christopher James

Allstate Financial Services, LLC

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About Robert Christopher James

Robert Christopher James is a financial advisor with Allstate Financial Services, LLC. He has been in the financial services industry since August 16, 2001. Robert is registered with the state of New York and holds the Series 6, Series 26, Series 51, and Series 63 licenses. Robert is based in East Rockaway, New York.

Firm Information

Robert James is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert James’s Registration & Firm History

NY

08/17/2001 - Present

Allstate Financial Services, LLC (EAST ROCKAWAY NY)

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Licenses & Designations

BC

Issued 05/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 04/08/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Christopher James. Review regulatory record here.
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