Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Garrett is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Chapel Hill, NC. Robert has over 25 years of experience in the financial services industry. Robert has a wide range of experience and credentials, including Series 6, 7, 10, 24, 26, 31, 52, 53 and 66 licenses and has worked with Morgan Stanley, Wells Fargo Advisors, SunTrust Investment Services, and CUNA Brokerage Services, Inc. Robert's specializations include investment advisory, financial planning, retirement planning, and portfolio management. Robert is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/19/2021 - Present
Stifel, Nicolaus & Company, Inc. (CHAPEL HILL NC)
NC
06/19/2015 - 01/19/2021
MORGAN STANLEY (CHAPEL HILL NC)
NC
11/18/2020 - 11/18/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHAPEL HILL NC)
NC
06/30/2010 - 06/23/2015
WELLS FARGO ADVISORS, LLC (CARY NC)
NC
03/16/2007 - 07/12/2010
SUNTRUST INVESTMENT SERVICES, INC. (RALEIGH NC)
IA
10/17/1995 - 04/10/1996
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
SC
03/31/1993 - 11/21/1994
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
OH
01/04/1993 - 03/31/1993
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
NA
07/17/1990 - 12/31/1992
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
08/16/1988 - 06/22/1990
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
WI
08/03/1987 - 08/02/1988
ISFA CORPORATION (APPLETON WI)
NJ
12/03/1984 - 02/11/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 03/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/2008
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/22/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/11/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/20/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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