Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Christopher Barthen is an investment advisor representative with Osaic Wealth, Inc., located in Eau Claire, WI. Robert has been in the financial services industry since August 27, 1993. Robert has a Series 6, Series 63, and Series 65 license. Robert is registered with the state of Minnesota and Wisconsin. Osaic Wealth, Inc. is a registered investment advisor, and offers financial planning, pension consulting, and educational seminars. The firm has over 437,201 accounts, and manages approximately $94,557,613,744 in assets for its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
01/19/2024 - Present
Osaic Wealth, Inc. (EAU CLAIRE WI)
WI
03/08/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (EAU CLAIRE WI)
WI
05/24/2018 - 03/22/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (EAU CLAIRE WI)
WI
04/11/2018 - 05/29/2018
QUESTAR CAPITAL CORPORATION (EAU CLAIRE WI)
WI
07/31/2015 - 05/04/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (EAU CLAIRE WI)
WI
01/06/2010 - 08/05/2015
METLIFE SECURITIES INC. (EAU CLAIRE WI)
WI
12/07/2011 - 01/04/2012
PRINCOR FINANCIAL SERVICES CORPORATION (EAU CLAIRE WI)
WI
10/11/2004 - 01/04/2010
LASALLE ST SECURITIES, L.L.C. (EAU CLAIRE WI)
SC
12/04/2003 - 10/25/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
07/01/2002 - 12/11/2003
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
08/27/1993 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 11/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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