Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Christian Rickmers is a financial advisor with UBS Securities LLC. Robert has been in the financial industry since February 4, 1995 and is currently registered in 52 states. Robert has a wide range of experience in the financial services industry, including experience with Charles Schwab & Co., Inc. and UBS Financial Services Inc. Robert is a Series 7, 24, 55, 57TO and SIE licensed professional and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/28/2005 - Present
UBS Securities LLC (NEW YORK NY)
NJ
03/30/2006 - 08/01/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
03/15/2005 - 02/15/2006
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
CT
09/02/2000 - 02/17/2005
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
TX
02/08/2001 - 11/08/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
01/10/1995 - 08/31/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 02/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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