Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lake is a financial advisor with Commonwealth Financial Network. Robert has been in the financial services industry since February 17, 2001. Robert is registered with the state of Alabama as a Registered Representative and Investment Advisor Representative and is also registered in several other states. The advisor is currently licensed to sell securities and provide investment advice. Commonwealth Financial Network's main office is located in Waltham, Massachusetts. The firm has approximately 623,075 clients with $177,031,841,416 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
11/04/2016 - Present
Commonwealth Financial Network (Hoover AL)
AL
11/22/2006 - 02/25/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
FL
10/18/2004 - 07/05/2005
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NY
08/14/2002 - 10/10/2002
A.B. WATLEY, INC. (NEW YORK NY)
GA
08/12/1997 - 09/17/2001
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
03/21/1996 - 08/12/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 11/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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