Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Christian Connin is a registered representative with Lazard Asset Management Securities LLC. Robert Christian Connin has been in the securities industry since 2000. Robert Christian Connin has passed the Series 63, Series 24, SIE, Series 31, and Series 7 exams. Robert Christian Connin is registered in 51 states, the District of Columbia, and Puerto Rico. Prior to joining Lazard Asset Management Securities LLC, Robert Christian Connin was employed by Nicholas-Applegate Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2005 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
CA
05/08/2000 - 08/04/2004
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
BC
Issued 11/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 05/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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