Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Chiappetta is a financial advisor associated with Wells Fargo Clearing Services, LLC. Robert has been in the financial industry since 1995 and has been registered with Wells Fargo Clearing Services, LLC since 2008. Robert also has past registrations with E*TRADE SECURITIES LLC, MESIROW FINANCIAL, INC., and STERLING INVESTMENT SERVICES, INC. Robert holds the following licenses: Series 3, 7, 9, 10, 31, 55, 57TO, 63, and 65. Robert is a licensed investment advisor in the state of Illinois. Robert specializes in retirement planning, investment management, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/07/2008 - Present
Wells Fargo Clearing Services, LLC (SCHAUMBURG IL)
IL
05/10/2005 - 10/25/2006
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
04/10/2002 - 05/05/2005
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
10/05/1995 - 02/28/2002
STERLING INVESTMENT SERVICES, INC. (NEW YORK NY)
IA
Issued 02/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2017
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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