Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Wood is a financial advisor with over 15 years of experience in the industry. Robert is currently registered with Penserra Securities, LLC and has previously been registered with LEK SECURITIES CORPORATION and G1 EXECUTION SERVICES, LLC. Robert holds Series 7, 7A, 55, 57TO, and SIE licenses. Robert has experience working with individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/22/2018 - Present
Penserra Securities, LLC (CHICAGO IL)
NY
12/24/2013 - 05/11/2018
LEK SECURITIES CORPORATION (NEW CITY NY)
IL
10/08/2008 - 12/31/2013
G1 EXECUTION SERVICES, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1997
Series 7A - Floor Broker Representative Exam
Active
Inactive
F
FINRA
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
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