Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Wagner is an active investment advisor representative with LPL Financial LLC. Robert has been in the industry since November 15, 1992, and has a wide range of experience with previous roles at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, HSBC SECURITIES (USA) INC., HSBC BROKERAGE (USA) INC. and JOHN HANCOCK DISTRIBUTORS, INC. Robert has both Series 66 and Series 63 licenses and holds the Series 7, 9, 10, 26, SIE and 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/14/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
NJ
11/07/2014 - 09/19/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (RAMSEY NJ)
NY
05/15/2012 - 11/17/2014
LPL FINANCIAL LLC (NANUET NY)
NY
01/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (LIBERTY NY)
NY
12/05/1994 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
11/16/1992 - 12/31/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/16/1992 - 12/31/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 11/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/14/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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