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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Valdivieso is a financial advisor with Morgan Stanley. Robert has over 18 years of experience in the financial services industry. Robert holds a Series 7, Series 3, Series 9, Series 10, Series 24 and Series 66 license. Robert also holds registrations for both securities and investment advisory services in 53 states and the District of Columbia. Robert has previously worked at Merrill Lynch, UBS Financial Services Inc, UBS International Inc and StateTrust Investments Inc. Robert is committed to providing personalized financial advice to individuals and families, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/15/2020 - Present
Morgan Stanley (New York NY)
FL
07/30/2015 - 07/27/2016
STATETRUST INVESTMENTS INC. (BOCA RATON FL)
FL
01/01/2010 - 12/02/2014
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
09/06/2007 - 01/01/2010
UBS INTERNATIONAL INC. (CORAL GABLES FL)
NY
03/01/2004 - 09/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/27/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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