Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Tholl Jr. has been in the financial services industry since May 1996. Robert is a registered representative of Morgan Stanley in Grand Rapids, MI. Previously Robert was with J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, THE HUNTINGTON INVESTMENT COMPANY and PRUDENTIAL SECURITIES INCORPORATED. Robert is a Series 7, 63 and 65 licensed professional. Robert is a registered Investment Advisor in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
03/23/2012 - Present
Morgan Stanley (Grand Rapids MI)
MI
10/01/2008 - 04/07/2010
J.P. MORGAN SECURITIES INC. (GRAND RAPIDS MI)
MI
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (GRAND RAPIDS MI)
MI
05/18/1999 - 07/01/2006
BANC ONE SECURITIES CORPORATION (GRAND RAPIDS MI)
OH
01/12/1999 - 04/28/1999
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NY
03/05/1996 - 11/03/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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