Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stern is a financial advisor registered with RBC Capital Markets, LLC. Robert has been in the securities industry since 2001 and holds the Series 63, Series 65, Series 7 and SIE exams. Prior to joining RBC Capital Markets, LLC, Robert worked at J.P. Morgan Securities LLC and Fidelity Brokerage Services LLC. Robert provides a variety of financial advisory services including financial planning, portfolio management for individuals and businesses, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
02/06/2018 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
TX
02/27/2015 - 02/02/2018
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
04/23/2010 - 03/04/2015
FIDELITY BROKERAGE SERVICES LLC (IRVING TX)
NE
03/20/2009 - 04/06/2010
AMERITAS INVESTMENT CORP. (LINCOLN NE)
TX
05/07/2008 - 11/04/2008
NYLIFE SECURITIES LLC (ADDISON TX)
TX
01/06/2005 - 07/03/2007
NYLIFE SECURITIES LLC (ADDISON TX)
MN
02/09/2001 - 04/01/2003
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NJ
02/01/2000 - 01/25/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/01/1999 - 01/16/2001
MERCER ALLIED COMPANY, L.P. (COHOES NY)
IA
Issued 05/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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