Unclaimed
Robert Shaver is a financial professional with over 30 years of experience in the industry. Robert is currently registered with The Leaders Group, Inc. in Littleton, CO. Prior to this, Robert held positions at Securities America, Inc. in Buffalo, NY, Investcorp, Inc., in Buffalo, NY, NFP Advisor Services, LLC, in Farmington, CT, Pruco Securities, LLC in Newark, NJ, Hartford Equity Sales Company Inc. in Amherst, NY, Woodbury Financial Services, Inc., in Buffalo, NY, The Investment Center, Inc., in Buffalo, NY, Saperston Asset Management, Inc., in Hamburg, NY, La Salle St. Securities, Inc., in Elmhurst, IL, Saperston Financial Inc., in Buffalo, NY, Kennedy, Cabot & Co., in Beverly Hills, CA, Thomas James Associates, Inc., in Rochester, NY, Guardian Investor Services Corporation in New York, NY and Andrew Alen Securities, Inc. Robert has a wide range of experience and knowledge in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/13/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
07/17/2020 - 12/31/2022
SECURITIES AMERICA, INC. (Buffalo NY)
NY
01/07/2016 - 07/17/2020
INVESTACORP, INC. (Buffalo NY)
CT
02/10/2015 - 12/31/2015
NFP ADVISOR SERVICES, LLC (FARMINGTON CT)
NJ
01/03/2013 - 01/06/2015
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
10/29/2001 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (AMHERST NY)
NY
07/27/2006 - 07/05/2012
WOODBURY FINANCIAL SERVICES, INC. (BUFFALO NY)
NY
01/04/2002 - 07/27/2006
THE INVESTMENT CENTER, INC. (BUFFALO NY)
NY
05/05/1998 - 12/31/2001
SAPERSTON ASSET MANAGEMENT, INC. (HAMBURG NY)
NA
10/22/1997 - 07/14/1998
LA SALLE ST. SECURITIES, INC.
IL
10/07/1997 - 07/14/1998
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
01/22/1997 - 10/16/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
CA
03/23/1993 - 01/17/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NY
08/21/1991 - 01/30/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
11/01/1989 - 12/19/1990
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
02/24/1988 - 12/20/1988
ANDREW ALEN SECURITIES, INC.
BC
Issued 03/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/27/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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