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Robert Charles Shaver

THE Leaders Group, Inc.

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About Robert Charles Shaver

Robert Shaver is a financial professional with over 30 years of experience in the industry. Robert is currently registered with The Leaders Group, Inc. in Littleton, CO. Prior to this, Robert held positions at Securities America, Inc. in Buffalo, NY, Investcorp, Inc., in Buffalo, NY, NFP Advisor Services, LLC, in Farmington, CT, Pruco Securities, LLC in Newark, NJ, Hartford Equity Sales Company Inc. in Amherst, NY, Woodbury Financial Services, Inc., in Buffalo, NY, The Investment Center, Inc., in Buffalo, NY, Saperston Asset Management, Inc., in Hamburg, NY, La Salle St. Securities, Inc., in Elmhurst, IL, Saperston Financial Inc., in Buffalo, NY, Kennedy, Cabot & Co., in Beverly Hills, CA, Thomas James Associates, Inc., in Rochester, NY, Guardian Investor Services Corporation in New York, NY and Andrew Alen Securities, Inc. Robert has a wide range of experience and knowledge in the financial industry.

Firm Information

Robert Shaver is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Shaver’s Registration & Firm History

CO

06/13/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

07/17/2020 - 12/31/2022

SECURITIES AMERICA, INC. (Buffalo NY)

NY

01/07/2016 - 07/17/2020

INVESTACORP, INC. (Buffalo NY)

CT

02/10/2015 - 12/31/2015

NFP ADVISOR SERVICES, LLC (FARMINGTON CT)

NJ

01/03/2013 - 01/06/2015

PRUCO SECURITIES, LLC. (NEWARK NJ)

NY

10/29/2001 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (AMHERST NY)

NY

07/27/2006 - 07/05/2012

WOODBURY FINANCIAL SERVICES, INC. (BUFFALO NY)

NY

01/04/2002 - 07/27/2006

THE INVESTMENT CENTER, INC. (BUFFALO NY)

NY

05/05/1998 - 12/31/2001

SAPERSTON ASSET MANAGEMENT, INC. (HAMBURG NY)

NA

10/22/1997 - 07/14/1998

LA SALLE ST. SECURITIES, INC.

IL

10/07/1997 - 07/14/1998

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

NY

01/22/1997 - 10/16/1997

SAPERSTON FINANCIAL INC. (BUFFALO NY)

CA

03/23/1993 - 01/17/1997

KENNEDY, CABOT & CO. (BEVERLY HILLS CA)

NY

08/21/1991 - 01/30/1992

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NY

11/01/1989 - 12/19/1990

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NA

02/24/1988 - 12/20/1988

ANDREW ALEN SECURITIES, INC.

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Licenses & Designations

BC

Issued 03/29/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2003

Series 24 - General Securities Principal Examination

BC

Issued 07/27/1993

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Charles Shaver.
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