Unclaimed
Robert Seamans is an investment advisor representative with Nations Financial Group, Inc. with over 20 years of experience in the financial services industry. Robert holds the Series 6, 7, 24, 31, and 66 licenses, as well as the SIE and the Series 65. He is a Certified Financial Planner and offers financial planning, portfolio management, pension consulting, and selection of other advisors for individuals, businesses, and institutional clients. Robert has previously held positions at Wells Fargo Advisors Financial Network, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
09/18/2020 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
AZ
05/26/2006 - 09/21/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
AZ
04/05/2001 - 06/08/2006
CITIGROUP GLOBAL MARKETS INC. (TEMPE AZ)
CT
09/17/1998 - 04/04/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IL
06/16/1998 - 09/16/1998
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IA
Issued 09/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/28/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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