Unclaimed
Robert McCormick is a financial advisor currently registered with Fidelity Brokerage Services LLC. Robert has over 14 years of experience in the financial services industry. Robert has a wide range of experience and licenses and has held previous positions with Highland Capital Funds Distributor, Inc., Nexbank Securities Inc., and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/29/2016 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
10/02/2015 - 02/09/2016
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
TX
08/06/2014 - 02/09/2016
NEXBANK SECURITIES INC (DALLAS TX)
TX
04/14/2010 - 07/21/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
FL
12/18/2008 - 02/24/2009
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 11/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/09/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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