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Robert Charles McCormick

Fidelity Brokerage Services LLC

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About Robert Charles McCormick

Robert McCormick is a financial advisor currently registered with Fidelity Brokerage Services LLC. Robert has over 14 years of experience in the financial services industry. Robert has a wide range of experience and licenses and has held previous positions with Highland Capital Funds Distributor, Inc., Nexbank Securities Inc., and Fidelity Brokerage Services LLC.

Firm Information

Robert McCormick is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert McCormick’s Registration & Firm History

TX

04/29/2016 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

10/02/2015 - 02/09/2016

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)

TX

08/06/2014 - 02/09/2016

NEXBANK SECURITIES INC (DALLAS TX)

TX

04/14/2010 - 07/21/2014

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

FL

12/18/2008 - 02/24/2009

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 11/09/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/23/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/09/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Charles McCormick.
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